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Ngo, Claire Marie Hong Kong SFC License Details (ID 104273)
Ngo, Claire Marie
SFC ID:
ADV605
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
GOLDMAN SACHS (ASIA) L.L.C.
Rep
Advising on corporate finance
-
2004-04-06
Rep
Advising on securities
-
2004-04-06
Rep
Asset management
-
2004-04-06
Rep
Dealing in securities
-
2008-01-26