Personnel Hong Kong SFC License Details (ID 104299)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ST. JAMES'S PLACE (HONG KONG) LIMITED	Rep	Asset management	2019-06-17	-
	Rep	Advising on securities	2017-06-13	-
	Rep	Dealing in securities	2017-06-13	-
	Rep	Advising on corporate finance	2003-04-01	2005-03-16
	Rep	Asset management	2003-04-01	2005-06-14
	Rep	Advising on securities	2003-04-01	2007-04-13