Personnel Hong Kong SFC License Details (ID 104309)

Personnel Hong Kong SFC License Details (ID 104309)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-03	2011-07-01
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-11-29	2011-07-01
Nomura Asia Investment (Hong Kong) Limited	Rep	Advising on futures contracts	-	2004-11-18
	Rep	Asset management	-	2004-11-18
	Rep	Dealing in futures contracts	-	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-11-18
	Rep	Advising on securities	-	2004-11-18
	Rep	Asset management	-	2004-11-18
	Rep	Dealing in securities	-	2011-07-01