Personnel Hong Kong SFC License Details (ID 104317)

Personnel Hong Kong SFC License Details (ID 104317)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2010-02-01	2011-04-30
OSCAR BENSON LIMITED (HK)	RO	Advising on securities	2007-03-27	2009-12-01
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2003-05-27	2007-03-08
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-04-11
	Rep	Advising on securities	-	2003-04-11
	Rep	Asset management	-	2003-04-11
	Rep	Providing automated trading services	-	2003-04-11
	Rep	Dealing in securities	-	2003-04-11
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-04-11
	Rep	Advising on securities	-	2003-04-11
	Rep	Asset management	-	2003-04-11
	Rep	Providing automated trading services	-	2003-04-11
	Rep	Dealing in securities	-	2003-04-11