Personnel Hong Kong SFC License Details (ID 104330)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC BROKING FOREX (ASIA) LIMITED	RO	Leveraged foreign exchange trading	2019-06-17	2022-06-08
HSBC BROKING FUTURES (ASIA) LIMITED	RO	Dealing in futures contracts	2019-06-17	2022-06-08
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	Advising on securities	2019-06-17	2022-06-08
	RO	Dealing in securities	2019-06-17	2022-06-08
HSBC BROKING SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2019-06-17	2022-06-08
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2019-05-20	2019-06-17
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2019-05-20	2019-06-17
	Rep	Dealing in securities	2019-05-20	2019-06-17
HSBC BROKING SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2019-05-20	2019-06-17
DBS VICKERS (HONG KONG) LIMITED	RO	Dealing in futures contracts	2018-01-10	2018-12-31
	RO	Advising on securities	2016-04-18	2018-12-31
	RO	Dealing in securities	2016-04-18	2018-12-31
	Rep	Advising on securities	2016-03-11	2016-04-18
	Rep	Dealing in securities	2016-03-11	2016-04-18
	Rep	Dealing in futures contracts	2016-03-11	2016-07-11
Mason Securities Limited	RO	Advising on securities	2015-07-07	2016-01-29
	RO	Dealing in securities	2014-08-04	2016-01-29
	Rep	Dealing in securities	2014-07-11	2014-08-04
YUE XIU FUTURES COMPANY LIMITED	RO	Dealing in futures contracts	2003-08-26	2004-08-16
Asia Pacific Securities Limited	RO	Providing automated trading services	-	2003-08-14
	RO	Dealing in securities	-	2004-08-16