Personnel Hong Kong SFC License Details (ID 104349)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2004-12-06	2007-06-16
	Rep	Advising on corporate finance	2004-10-18	2007-06-16
	Rep	Dealing in securities	2004-10-18	2007-06-16
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2003-06-25
	Rep	Advising on securities	-	2003-06-25
	Rep	Asset management	-	2003-06-25
	Rep	Dealing in securities	-	2003-06-25