Personnel Hong Kong SFC License Details (ID 104350)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2018-01-31	2018-08-17
	Rep	Dealing in securities	2018-01-31	2018-08-17
Jefferies Hong Kong Limited	Rep	Dealing in securities	2016-03-22	2017-07-25
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	-	2007-07-17