Personnel Hong Kong SFC License Details (ID 104361)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-07-10	2009-04-22
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-07-10	2009-04-22
	Rep	Dealing in securities	2005-06-16	2009-04-22
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2004-10-20
	Rep	Advising on securities	-	2004-10-20
	Rep	Asset management	-	2004-10-20
	Rep	Dealing in securities	-	2004-10-20