Personnel Hong Kong SFC License Details (ID 104375)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-05-11	2015-05-19
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-05-11	2015-05-19
KGI ASIA LIMITED	Rep	Dealing in securities	2013-04-24	2015-04-10
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-04-24	2015-04-10
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2013-01-11	2013-03-29
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2013-01-11	2013-03-29
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2013-01-11	2013-03-29
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2012-06-21	2012-12-13
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2012-06-21	2012-12-13
BOA INTERNATIONAL SECURITIES LIMITED	RO	Dealing in futures contracts	2012-02-29	2012-06-05
	RO	Dealing in securities	2011-12-01	2012-06-05
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2009-08-17	2010-08-21
iBest Securities Company Limited	RO	Dealing in securities	2009-08-17	2010-08-21
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-08-11
	Rep	Asset management	-	2003-08-11
	Rep	Providing automated trading services	-	2003-08-11
	Rep	Dealing in futures contracts	-	2010-08-21
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-08-11
	Rep	Advising on securities	-	2003-08-11
	Rep	Asset management	-	2003-08-11
	Rep	Providing automated trading services	-	2003-08-11
	Rep	Dealing in securities	-	2010-08-21
iBest Securities Company Limited	Rep	Advising on corporate finance	-	2003-08-11
	Rep	Advising on securities	-	2003-08-11
	Rep	Asset management	-	2003-08-11
	Rep	Dealing in securities	-	2009-08-17