Chan, Mark Hin Geung 陳献章

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2025-07-08	-
Leonteq Securities (Hong Kong) Limited	RO	Advising on securities	2022-05-23	2024-03-07
	RO	Dealing in securities	2022-05-23	2024-03-07
KGI ASIA LIMITED	RO	Advising on securities	2017-10-03	2022-01-31
	RO	Dealing in securities	2017-10-03	2022-01-31
KGI Asset Management Limited	RO	Advising on securities	2016-08-10	2022-01-31
	RO	Dealing in securities	2016-08-10	2022-01-31
	RO	Asset management	2016-05-06	2022-01-31
KGI ASIA LIMITED	RO	Advising on securities	2016-04-12	2017-10-02
	RO	Dealing in securities	2016-04-12	2017-10-02
KGI SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2016-04-12	2017-10-02
	RO	Dealing in securities	2016-04-12	2017-10-02
KGI WEALTH MANAGEMENT LIMITED	RO	Advising on securities	2016-04-12	2017-10-02
	RO	Dealing in securities	2016-04-12	2017-10-02
KGI ASIA LIMITED	Rep	Advising on securities	2015-02-25	2016-04-12
	Rep	Dealing in securities	2015-02-25	2016-04-12
LW Asset Management Advisors Limited	Rep	Asset management	2013-05-16	2015-01-09
Standard Advisory Asia Limited	RO	Advising on futures contracts	2007-03-09	2007-04-20
	Rep	Advising on securities	2007-03-09	2007-04-20
	RO	Dealing in futures contracts	2007-03-09	2007-04-20
	Rep	Dealing in securities	2007-03-09	2007-04-20
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2005-10-25	2006-04-13
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-01-13
	Rep	Asset management	2003-04-01	2004-01-13
	Rep	Dealing in futures contracts	2003-04-01	2006-04-13
BOCI SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-01-12
	Rep	Advising on securities	2003-04-01	2004-01-12
	Rep	Asset management	2003-04-01	2004-01-12
	Rep	Dealing in securities	2003-04-01	2006-04-13

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2025-07-08	-
Leonteq Securities (Hong Kong) Limited	RO	Advising on securities	2022-05-23	2024-03-07
	RO	Dealing in securities	2022-05-23	2024-03-07
KGI ASIA LIMITED	RO	Advising on securities	2017-10-03	2022-01-31
	RO	Dealing in securities	2017-10-03	2022-01-31
KGI Asset Management Limited	RO	Advising on securities	2016-08-10	2022-01-31
	RO	Dealing in securities	2016-08-10	2022-01-31
	RO	Asset management	2016-05-06	2022-01-31
KGI ASIA LIMITED	RO	Advising on securities	2016-04-12	2017-10-02
	RO	Dealing in securities	2016-04-12	2017-10-02
KGI SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2016-04-12	2017-10-02
	RO	Dealing in securities	2016-04-12	2017-10-02
KGI WEALTH MANAGEMENT LIMITED	RO	Advising on securities	2016-04-12	2017-10-02
	RO	Dealing in securities	2016-04-12	2017-10-02
KGI ASIA LIMITED	Rep	Advising on securities	2015-02-25	2016-04-12
	Rep	Dealing in securities	2015-02-25	2016-04-12
LW Asset Management Advisors Limited	Rep	Asset management	2013-05-16	2015-01-09
Standard Advisory Asia Limited	RO	Advising on futures contracts	2007-03-09	2007-04-20
	Rep	Advising on securities	2007-03-09	2007-04-20
	RO	Dealing in futures contracts	2007-03-09	2007-04-20
	Rep	Dealing in securities	2007-03-09	2007-04-20
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2005-10-25	2006-04-13
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-01-13
	Rep	Asset management	2003-04-01	2004-01-13
	Rep	Dealing in futures contracts	2003-04-01	2006-04-13
BOCI SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-01-12
	Rep	Advising on securities	2003-04-01	2004-01-12
	Rep	Asset management	2003-04-01	2004-01-12
	Rep	Dealing in securities	2003-04-01	2006-04-13