Personnel Hong Kong SFC License Details (ID 104379)

Personnel Hong Kong SFC License Details (ID 104379)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Standard Chartered Securities (Hong Kong) Limited	RO	Advising on corporate finance	2013-12-16	2020-08-31
	RO	Advising on securities	2013-12-16	2020-08-31
	RO	Dealing in securities	2013-12-16	2020-08-31
	Rep	Advising on corporate finance	2013-04-08	2013-12-16
	Rep	Advising on securities	2013-04-08	2013-12-16
	Rep	Dealing in securities	2013-04-08	2013-12-16
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2012-06-07	2013-01-15
UBS SECURITIES ASIA LIMITED	RO	Advising on corporate finance	-	2003-06-25
	RO	Advising on securities	-	2003-06-25
	RO	Asset management	-	2003-06-25
	RO	Dealing in securities	-	2003-06-25