Tai, Charlotte Wing Sze 戴詠詩

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BEAR STEARNS ASIA LIMITED	Rep	Advising on futures contracts	2008-08-15	2009-08-10
	Rep	Advising on securities	2008-08-15	2009-08-10
	Rep	Dealing in futures contracts	2008-08-15	2009-08-10
	Rep	Dealing in securities	2008-08-15	2009-08-10
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2006-01-04	2009-08-10
	Rep	Dealing in futures contracts	2006-01-04	2009-08-10
	Rep	Advising on corporate finance	-	2003-12-02
	Rep	Asset management	-	2003-12-02
	Rep	Providing automated trading services	-	2003-12-02
	Rep	Advising on securities	-	2009-08-10
	Rep	Dealing in securities	-	2009-08-10
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	-	2003-12-23
	Rep	Asset management	-	2003-12-23
	Rep	Advising on securities	-	2005-10-14

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BEAR STEARNS ASIA LIMITED	Rep	Advising on futures contracts	2008-08-15	2009-08-10
	Rep	Advising on securities	2008-08-15	2009-08-10
	Rep	Dealing in futures contracts	2008-08-15	2009-08-10
	Rep	Dealing in securities	2008-08-15	2009-08-10
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2006-01-04	2009-08-10
	Rep	Dealing in futures contracts	2006-01-04	2009-08-10
	Rep	Advising on corporate finance	-	2003-12-02
	Rep	Asset management	-	2003-12-02
	Rep	Providing automated trading services	-	2003-12-02
	Rep	Advising on securities	-	2009-08-10
	Rep	Dealing in securities	-	2009-08-10
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	-	2003-12-23
	Rep	Asset management	-	2003-12-23
	Rep	Advising on securities	-	2005-10-14