Personnel Hong Kong SFC License Details (ID 104398)

Personnel Hong Kong SFC License Details (ID 104398)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oreana Financial Services Limited	Rep	Advising on securities	2005-11-04	2005-11-18
	Rep	Asset management	2005-11-04	2005-11-18
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2005-09-05	2005-10-07
TIS SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2005-03-24	2005-08-29
	Rep	Dealing in securities	2005-03-24	2005-08-29
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2004-07-02	2005-03-11
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2004-05-27	2005-03-11
NEW TREND FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-04-21
	Rep	Asset management	-	2004-04-21
	Rep	Dealing in futures contracts	-	2004-04-21