Personnel Hong Kong SFC License Details (ID 104416)

Personnel Hong Kong SFC License Details (ID 104416)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Agamemnon Capital Limited	RO	Asset management	2018-12-13	2020-07-03
MIB SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2013-11-08	2017-08-16
	Rep	Advising on securities	2013-09-11	2013-11-08
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2013-02-06	2013-06-03
	Rep	Asset management	2013-02-06	2013-06-03
	Rep	Dealing in futures contracts	2013-02-06	2013-06-03
	Rep	Dealing in securities	2013-02-06	2013-06-03
MYRIAD ASSET MANAGEMENT LIMITED (HK)	Rep	Asset management	2011-11-25	2012-07-31
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	-	2004-02-11
	Rep	Providing automated trading services	-	2004-02-11
	Rep	Advising on securities	-	2006-07-17
	Rep	Dealing in securities	-	2006-07-17