Personnel Hong Kong SFC License Details (ID 104417)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2005-10-21	2010-05-18
PRUDENCE FUTURES LIMITED	RO	Advising on futures contracts	-	2004-04-16
	RO	Asset management	-	2004-04-16
	RO	Dealing in futures contracts	-	2004-04-16
RHB SECURITIES HONG KONG LIMITED	RO	Advising on corporate finance	-	2004-11-25
	RO	Advising on securities	-	2004-11-25
	RO	Asset management	-	2004-11-25
	RO	Dealing in securities	-	2005-10-21