Chow, Susanna Kit Har 周潔霞

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ferran Securities Limited	Rep	Dealing in securities	2020-11-05	2021-01-22
KGI ASIA LIMITED	Rep	Dealing in securities	2017-11-01	2020-06-04
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-11-01	2020-06-04
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2017-06-15	2017-10-08
	Rep	Dealing in securities	2017-06-15	2017-10-08
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-11-19	2017-03-31
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2015-11-19	2017-03-31
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-04-27	2015-10-06
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2015-03-12	2015-10-06
	Rep	Dealing in securities	2015-03-12	2015-10-06
BOCI SECURITIES LIMITED	Rep	Advising on securities	2012-04-30	2013-07-20
	Rep	Dealing in securities	2012-04-30	2013-07-20
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2004-08-25	2005-05-26

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ferran Securities Limited	Rep	Dealing in securities	2020-11-05	2021-01-22
KGI ASIA LIMITED	Rep	Dealing in securities	2017-11-01	2020-06-04
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-11-01	2020-06-04
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2017-06-15	2017-10-08
	Rep	Dealing in securities	2017-06-15	2017-10-08
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-11-19	2017-03-31
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2015-11-19	2017-03-31
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-04-27	2015-10-06
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2015-03-12	2015-10-06
	Rep	Dealing in securities	2015-03-12	2015-10-06
BOCI SECURITIES LIMITED	Rep	Advising on securities	2012-04-30	2013-07-20
	Rep	Dealing in securities	2012-04-30	2013-07-20
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2004-08-25	2005-05-26