Personnel Hong Kong SFC License Details (ID 104425)

Personnel Hong Kong SFC License Details (ID 104425)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED	RO	Advising on securities	2008-07-02	2010-12-03
	RO	Asset management	2008-07-02	2010-12-03
KVB Kunlun Securities (HK) Limited	RO	Dealing in securities	2008-07-02	2010-12-03
CA Premium International (HK) Limited	RO	Leveraged foreign exchange trading	2004-10-20	2010-12-03
DAH SING SECURITIES LIMITED	RO	Advising on corporate finance	-	2003-06-16
	RO	Advising on securities	-	2003-06-16
	RO	Asset management	-	2003-06-16
	RO	Dealing in securities	-	2003-06-16