Personnel Hong Kong SFC License Details (ID 104446)

Personnel Hong Kong SFC License Details (ID 104446)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HIGHISLAND CAPITAL PARTNERS LIMITED	RO	Asset management	2012-07-04	2014-08-25
GLG Partners Hong Kong Limited	RO	Advising on securities	2010-11-30	2012-05-31
	RO	Asset management	2010-11-30	2012-05-31
	RO	Dealing in futures contracts	2010-11-30	2012-05-31
	RO	Dealing in securities	2010-11-30	2012-05-31
Morgan Stanley Asia Limited	RO	Dealing in securities	2008-02-22	2008-11-19
Morgan Stanley Hong Kong Futures Limited	RO	Dealing in futures contracts	2008-02-22	2008-11-19
Morgan Stanley Asia Limited	Rep	Dealing in securities	2003-05-15	2008-02-22
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	-	2003-05-13
	Rep	Dealing in futures contracts	-	2008-02-22