Personnel Hong Kong SFC License Details (ID 104448)

Personnel Hong Kong SFC License Details (ID 104448)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	RO	Advising on corporate finance	2012-06-07	2015-01-14
MACQUARIE CAPITAL LIMITED	RO	Advising on corporate finance	2005-12-28	2010-07-23
	RO	Dealing in securities	2005-12-28	2010-07-23
Macquarie Corporate (Hong Kong) Limited	RO	Advising on corporate finance	2005-12-28	2010-07-23
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2005-04-25	2005-12-28
	Rep	Dealing in securities	2005-04-25	2005-12-28
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2005-04-25	2005-12-28