Personnel Hong Kong SFC License Details (ID 104459)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Apollo Capital Management Limited	RO	Advising on securities	2024-11-22	-
	RO	Asset management	2024-11-22	-
	RO	Dealing in securities	2024-11-22	-
	Rep	Advising on securities	2024-10-16	2024-11-22
	Rep	Asset management	2024-10-16	2024-11-22
	Rep	Dealing in securities	2024-10-16	2024-11-22
Cornucopiae Asset Management Limited	RO	Advising on securities	2022-02-24	2024-10-15
	RO	Asset management	2022-02-24	2024-10-15
	RO	Dealing in securities	2022-02-24	2024-10-15
	Rep	Advising on securities	2022-01-10	2022-02-24
	Rep	Asset management	2022-01-10	2022-02-24
	Rep	Dealing in securities	2022-01-10	2022-02-24
Universal Unite Wealth Management Limited	RO	Advising on securities	2021-03-17	2021-11-11
	RO	Asset management	2021-03-17	2021-11-11
Wealthy Securities Limited	RO	Advising on securities	2020-05-12	2020-10-30
	RO	Asset management	2020-05-12	2020-10-30
	Rep	Advising on securities	2020-04-14	2020-05-12
	Rep	Asset management	2020-04-14	2020-05-12
CHINA HONG KONG LINK ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-10-09	2020-04-10
China-Hong Kong Link Securities Company Limited	RO	Dealing in securities	2017-09-14	2020-01-13
CHINA HONG KONG LINK ASSET MANAGEMENT LIMITED	RO	Asset management	2017-05-04	2020-04-10
CORRINGTON SECURITIES &AMP; INVESTMENT LIMITED	RO	Dealing in securities	2015-09-04	2016-11-24
WHEELOCK CHATFIELD LIMITED	RO	Asset management	2006-07-13	2015-08-28