Webb-site Legacy

Ng, Walter Ying Kit 伍英傑

SFC ID:ADZ360

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	Rep	Dealing in securities	2022-08-04	-
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2018-02-15	2022-07-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2016-05-05	2017-04-05
VISION FINANCE (SECURITIES) LIMITED	Rep	Dealing in securities	2015-05-07	2015-10-31
Beevest Securities Limited	Rep	Dealing in securities	2015-02-11	2015-04-21
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2012-09-27	2014-09-01
CMBC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-09-02	2012-09-15
ABCI Securities Company Limited	Rep	Dealing in securities	2011-02-15	2011-08-18
	Rep	Dealing in securities	2007-09-04	2009-01-01
VC BROKERAGE LIMITED	Rep	Dealing in securities	2006-11-06	2007-07-14
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2006-07-19	2006-08-01
EAA SECURITIES LIMITED	Rep	Dealing in securities	2004-02-24	2005-03-03
FULBRIGHT SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-23
	Rep	Advising on securities	2003-04-01	2004-02-23
	Rep	Asset management	2003-04-01	2004-02-23
	Rep	Providing automated trading services	2003-04-01	2004-02-23
	Rep	Dealing in securities	2003-04-01	2004-02-24