Personnel SFC Licences and HKMA Registrations (ID 104476)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DAH SING SECURITIES LIMITED	RO	Dealing in securities	2017-01-10	-
APAC CAPITAL ADVISORS LIMITED	Rep	Asset management	2007-11-09	2008-01-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AF4590

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
大新銀行有限公司	Asset management	EO	EXECUTIVE DIRECTOR, GROUP HEAD OF WEALTH MANAGEMENT	2022-04-19	—	Current
大新銀行有限公司	Dealing in securities	EO	EXECUTIVE DIRECTOR, GROUP HEAD OF WEALTH MANAGEMENT	2012-06-28	—	Current
大新銀行有限公司	Advising on securities	EO	EXECUTIVE DIRECTOR, GROUP HEAD OF WEALTH MANAGEMENT	2012-06-28	—	Current
大新銀行有限公司	Dealing in securities	Non-EO	—	2012-01-28	2012-06-27	Former
大新銀行有限公司	Advising on securities	Non-EO	—	2012-01-28	2012-06-27	Former