| CORNERSTONE ASSET MANAGEMENT LIMITED | RO | Asset management | 2021-08-31 | - |
| Rep | Asset management | 2021-08-03 | 2021-08-31 |
| CORNERSTONE SECURITIES LIMITED | RO | Advising on securities | 2021-02-08 | - |
| RO | Dealing in securities | 2021-02-08 | - |
| Rakuten Securities Hong Kong Limited | RO | Leveraged foreign exchange trading | 2017-04-26 | 2019-04-03 |
| Rep | Leveraged foreign exchange trading | 2017-03-28 | 2017-04-26 |
| ADS Securities Hong Kong Limited | RO | Dealing in futures contracts | 2016-05-25 | 2016-11-28 |
| RO | Dealing in securities | 2016-05-25 | 2016-11-28 |
| RO | Leveraged foreign exchange trading | 2015-08-18 | 2016-11-28 |
| Rep | Leveraged foreign exchange trading | 2015-07-03 | 2015-08-18 |
| Saxo Capital Markets HK Limited | RO | Dealing in securities | 2014-02-17 | 2015-05-21 |
| RO | Dealing in futures contracts | 2013-01-10 | 2015-05-21 |
| Rep | Dealing in futures contracts | 2012-12-11 | 2013-01-10 |
| Rep | Dealing in securities | 2012-12-11 | 2014-02-17 |
| Rep | Leveraged foreign exchange trading | 2012-12-11 | 2015-05-21 |
| Great Lakes Hong Kong Limited | RO | Dealing in futures contracts | 2010-04-26 | 2012-11-30 |
| T.F.S. Derivatives HK Limited | Rep | Dealing in futures contracts | 2009-08-10 | 2010-01-22 |
| Rep | Dealing in securities | 2009-08-10 | 2010-01-22 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2009-06-15 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2009-06-15 |
| Rep | Dealing in securities | 2008-10-13 | 2009-06-15 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2005-05-12 | 2009-06-15 |
| Rep | Dealing in futures contracts | 2005-05-12 | 2009-06-15 |
| Rep | Dealing in securities | 2005-05-12 | 2009-06-15 |
| Public Financial Securities Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-02 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-02 |
| Rep | Asset management | 2003-04-01 | 2004-02-02 |
| Rep | Dealing in securities | 2003-04-01 | 2004-02-02 |
| Public Futures Limited | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-31 |
| Rep | Asset management | 2003-04-01 | 2003-10-31 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-10-31 |
| Public Pacific Securities Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-02 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-02 |
| Rep | Asset management | 2003-04-01 | 2004-02-02 |
| Rep | Dealing in securities | 2003-04-01 | 2004-02-02 |