Personnel Hong Kong SFC License Details (ID 104497)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BAYE CAPITAL LIMITED	RO	Advising on securities	2026-09-21	-
	RO	Asset management	2026-09-21	-
Privium Fund Management (HK) Limited	RO	Asset management	2024-10-14	2026-08-31
ZHU KUAN INTERNATIONAL FINANCIAL ASSET MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2022-08-18	2024-08-31
	RO	Asset management	2022-08-18	2024-08-31
Privium Fund Management (HK) Limited	RO	Asset management	2021-10-15	2022-06-27
	Rep	Asset management	2021-08-20	2021-10-15
Blossomhill Investment Limited	RO	Asset management	2019-02-01	2021-07-21
GAYANG SECURITIES LIMITED	RO	Asset management	2017-12-21	2018-07-25
	RO	Advising on securities	2017-08-08	2018-07-25
	RO	Dealing in securities	2017-08-08	2018-07-25
	Rep	Advising on securities	2017-06-27	2017-08-08
	Rep	Dealing in securities	2017-06-27	2017-08-08
Leading Securities Company Limited	RO	Advising on securities	2016-01-15	2016-12-09
	RO	Asset management	2016-01-15	2016-12-09
	RO	Dealing in securities	2016-01-15	2016-12-09
	Rep	Advising on securities	2016-01-14	2016-01-15
	Rep	Asset management	2016-01-14	2016-01-15
	Rep	Dealing in securities	2016-01-14	2016-01-15
QI YUAN ASSET MANAGEMENT (H.K.) LIMITED	RO	Advising on securities	2011-10-19	2015-12-07
	RO	Asset management	2011-10-19	2015-12-07
TRIBRIDGE INVESTMENT PARTNERS LIMITED	Rep	Advising on securities	2004-11-05	2006-06-02
	Rep	Asset management	2004-11-05	2006-06-02
Nomura Asia Investment (Hong Kong) Limited	Rep	Advising on futures contracts	2003-04-01	2004-04-29
	Rep	Asset management	2003-04-01	2004-04-29
	Rep	Dealing in futures contracts	2003-04-01	2004-04-29
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-04-29
	Rep	Advising on securities	2003-04-01	2004-04-29
	Rep	Asset management	2003-04-01	2004-04-29
	Rep	Dealing in securities	2003-04-01	2004-04-29