Personnel Hong Kong SFC License Details (ID 104499)

Personnel Hong Kong SFC License Details (ID 104499)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2014-12-01	-
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-08-01	-
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2012-08-01	-
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2012-02-15	2012-05-04
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2012-02-15	2012-05-04
EAST ASIA FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-12-22
	Rep	Asset management	2003-04-01	2003-12-22
	Rep	Dealing in futures contracts	2003-04-01	2011-02-01
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Providing automated trading services	2003-04-01	2003-08-26
	Rep	Advising on corporate finance	2003-04-01	2003-12-22
	Rep	Advising on securities	2003-04-01	2003-12-22
	Rep	Asset management	2003-04-01	2003-12-22
	Rep	Dealing in securities	2003-04-01	2011-02-01