| KCG Hong Kong Limited | RO | Dealing in futures contracts | 2013-01-15 | 2013-03-25 |
| RO | Dealing in securities | 2012-05-14 | 2013-03-25 |
| Instinet Alpha Trading Limited | RO | Advising on securities | 2006-12-19 | 2010-06-05 |
| RO | Providing automated trading services | 2006-12-19 | 2010-06-05 |
| RO | Dealing in securities | 2006-12-19 | 2010-06-05 |
| INSTINET PACIFIC LIMITED | RO | Advising on securities | 2006-12-19 | 2010-06-05 |
| RO | Providing automated trading services | 2006-12-19 | 2010-06-05 |
| RO | Dealing in securities | 2006-12-19 | 2010-06-05 |
| Instinet Alpha Trading Limited | Rep | Advising on securities | 2006-08-09 | 2006-12-19 |
| INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2006-08-09 | 2006-12-19 |
| Instinet Alpha Trading Limited | Rep | Providing automated trading services | 2006-08-08 | 2006-12-19 |
| Rep | Dealing in securities | 2006-08-08 | 2006-12-19 |
| INSTINET PACIFIC LIMITED | Rep | Providing automated trading services | 2006-08-08 | 2006-12-19 |
| Rep | Dealing in securities | 2006-08-08 | 2006-12-19 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2003-07-30 | 2006-05-30 |
| Rep | Dealing in futures contracts | 2003-07-30 | 2006-05-30 |
| Morgan Stanley Asia Limited | Rep | Advising on corporate finance | - | 2003-07-17 |
| Rep | Advising on securities | - | 2003-07-17 |
| Rep | Providing automated trading services | - | 2006-05-30 |
| Rep | Dealing in securities | - | 2006-05-30 |