Personnel Hong Kong SFC License Details (ID 104506)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Brokerage Company Limited	Rep	Dealing in futures contracts	2022-01-20	-
	Rep	Dealing in securities	2021-10-27	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2012-09-03	2021-09-03
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Providing automated trading services	2011-03-22	2011-03-29
	Rep	Dealing in securities	2009-10-12	2011-03-29
Goldin Equities Limited	Rep	Dealing in securities	2009-04-03	2009-09-09
ATLANTIS INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2007-12-12	2008-12-16
	Rep	Asset management	2007-12-12	2008-12-16
AP Asset Management (HK) Limited	Rep	Advising on futures contracts	2006-12-14	2007-11-23
	Rep	Advising on securities	2006-12-14	2007-11-23
	Rep	Asset management	2006-12-14	2007-11-23
	Rep	Dealing in securities	2006-10-26	2007-11-23
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Dealing in securities	2006-05-10	2006-09-23
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2006-05-10	2006-09-23
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2006-04-20	2006-05-03
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2006-03-17	2006-05-03
BARING ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on futures contracts	2004-09-14	2004-12-06
	Rep	Asset management	2004-09-14	2004-12-06
	Rep	Dealing in securities	2004-09-14	2004-12-06
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2003-11-04	2004-08-19