| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2022-01-20 | - |
| Rep | Dealing in securities | 2021-10-27 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-09-03 | 2021-09-03 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Providing automated trading services | 2011-03-22 | 2011-03-29 |
| Rep | Dealing in securities | 2009-10-12 | 2011-03-29 | |
| Goldin Equities Limited | Rep | Dealing in securities | 2009-04-03 | 2009-09-09 |
| ATLANTIS INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2007-12-12 | 2008-12-16 |
| Rep | Asset management | 2007-12-12 | 2008-12-16 | |
| AP Asset Management (HK) Limited | Rep | Advising on futures contracts | 2006-12-14 | 2007-11-23 |
| Rep | Advising on securities | 2006-12-14 | 2007-11-23 | |
| Rep | Asset management | 2006-12-14 | 2007-11-23 | |
| Rep | Dealing in securities | 2006-10-26 | 2007-11-23 | |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Dealing in securities | 2006-05-10 | 2006-09-23 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2006-05-10 | 2006-09-23 |
| SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2006-04-20 | 2006-05-03 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2006-03-17 | 2006-05-03 |
| BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-09-14 | 2004-12-06 |
| Rep | Asset management | 2004-09-14 | 2004-12-06 | |
| Rep | Dealing in securities | 2004-09-14 | 2004-12-06 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2003-11-04 | 2004-08-19 |
No HKMA registrations in the collected records.