Personnel Hong Kong SFC License Details (ID 104513)

Personnel Hong Kong SFC License Details (ID 104513)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nice Talent Asset Management Limited	Rep	Advising on securities	2019-10-09	2025-05-29
	Rep	Asset management	2019-10-09	2025-05-29
KGI ASIA LIMITED	Rep	Advising on corporate finance	-	2004-06-04
	Rep	Advising on securities	-	2004-06-04
	Rep	Asset management	-	2004-06-04
	Rep	Dealing in securities	-	2004-10-14
KGI FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2004-06-04
	Rep	Asset management	-	2004-06-04
	Rep	Dealing in futures contracts	-	2004-10-14
KGI SECURITIES (HONG KONG) LIMITED	Rep	Providing automated trading services	-	2003-07-21
	Rep	Advising on corporate finance	-	2004-06-04
	Rep	Advising on securities	-	2004-06-04
	Rep	Asset management	-	2004-06-04
	Rep	Dealing in securities	-	2004-10-14