Personnel Hong Kong SFC License Details (ID 104518)

Personnel Hong Kong SFC License Details (ID 104518)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NF Trinity Capital (Hong Kong) Limited	Rep	Asset management	2014-12-16	2019-06-30
NAN FUNG INVESTMENT ADVISER LIMITED	RO	Asset management	2012-03-22	2014-12-05
	Rep	Asset management	2011-12-05	2012-03-22
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2007-07-12	2008-11-19
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2007-07-12	2008-11-19
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2007-05-15	2007-07-06
	Rep	Dealing in futures contracts	2007-05-15	2007-07-06
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2005-04-14	2007-07-06
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	-	2003-08-22
	Rep	Advising on corporate finance	-	2005-02-15
	Rep	Advising on securities	-	2005-02-15
	Rep	Asset management	-	2005-02-15
	Rep	Dealing in securities	-	2007-07-06