Personnel Hong Kong SFC License Details (ID 104526)

Personnel Hong Kong SFC License Details (ID 104526)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNY Mellon Investment Management Hong Kong Limited	Rep	Advising on securities	2022-04-13	2025-03-27
	Rep	Asset management	2022-04-13	2025-03-27
	Rep	Dealing in securities	2022-04-13	2025-03-27
SynerWealth Financial Limited	Rep	Advising on securities	2020-11-02	2021-12-31
	Rep	Dealing in securities	2020-11-02	2021-12-31
BNY Mellon Investment Management Hong Kong Limited	Rep	Advising on securities	2008-07-15	2019-12-25
	Rep	Asset management	2008-07-15	2019-12-25
	Rep	Dealing in securities	2008-07-15	2019-12-25
MELLON GLOBAL INVESTMENTS ASIA LIMITED	Rep	Advising on securities	-	2008-08-01
	Rep	Asset management	-	2008-08-01
	Rep	Dealing in securities	-	2008-08-01