| HENYEP SECURITIES LIMITED | RO | Dealing in securities | 2023-11-21 | - |
| Rep | Dealing in securities | 2023-10-30 | 2023-11-21 |
| PEAK CLOUD LIMITED | RO | Dealing in securities | 2020-10-27 | 2023-08-15 |
| RO | Dealing in futures contracts | 2019-12-05 | 2023-08-15 |
| KVB Kunlun Securities (HK) Limited | RO | Advising on futures contracts | 2019-03-26 | 2019-10-31 |
| RO | Dealing in futures contracts | 2019-03-26 | 2019-10-31 |
| CIF Global Markets (HK) Limited | Rep | Leveraged foreign exchange trading | 2017-11-20 | 2018-04-06 |
| CHAOS INTERNATIONAL FINANCIAL LIMITED | RO | Dealing in futures contracts | 2017-02-07 | 2018-04-06 |
| Rep | Dealing in futures contracts | 2017-01-09 | 2017-02-07 |
| Seazen Resources Asset Management Limited | Rep | Asset management | 2016-06-22 | 2016-08-05 |
| Seazen Resources Securities Limited | Rep | Dealing in securities | 2016-05-18 | 2016-08-05 |
| Seazen Resources Futures Limited | RO | Dealing in futures contracts | 2015-11-19 | 2016-08-05 |
| RO | Dealing in futures contracts | 2014-09-04 | 2015-02-17 |
| Rep | Dealing in futures contracts | 2014-02-26 | 2014-09-04 |
| STOCKWELL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-08-31 | 2014-02-07 |
| CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-01-25 | 2010-03-31 |
| NEW TREND FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-10-25 |
| Rep | Asset management | 2003-04-01 | 2004-10-25 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2007-01-12 |