Personnel Hong Kong SFC License Details (ID 104541)

Personnel Hong Kong SFC License Details (ID 104541)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIDELITY MANAGEMENT &AMP; RESEARCH (HONG KONG) LIMITED (TRADING AS FIDELITY INVESTMENTS)	Rep	Advising on securities	2017-01-13	2019-10-02
	RO	Advising on securities	2014-04-30	2017-01-13
Pyramis Global Advisors (Hong Kong) Limited	Rep	Advising on futures contracts	2011-10-03	2013-11-01
	RO	Advising on securities	2009-07-20	2014-11-21
	Rep	Advising on securities	2008-08-01	2009-07-20
BEAR STEARNS ASIA LIMITED	Rep	Advising on corporate finance	-	2004-12-09
	Rep	Asset management	-	2004-12-09
	Rep	Providing automated trading services	-	2004-12-09
	Rep	Dealing in securities	-	2004-12-09
	Rep	Advising on securities	-	2008-05-30