Personnel Hong Kong SFC License Details (ID 104554)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
IAM LEGACY LIMITED	Rep	Advising on securities	2017-02-20	-
	Rep	Asset management	2017-02-20	-
ALPS CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2007-05-11	2009-10-01
	Rep	Advising on securities	2007-03-26	2009-10-01
Pictet Asset Management (Hong Kong) Limited	Rep	Advising on securities	2005-08-02	2007-01-31
	RO	Advising on securities	2003-04-01	2005-08-02