| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Fountainhead Partners Company Limited | RO | Advising on securities | 2016-01-14 | - |
| RO | Asset management | 2016-01-14 | - | |
| RO | Dealing in securities | 2016-01-14 | - | |
| Rep | Advising on securities | 2015-10-12 | 2016-01-14 | |
| Rep | Asset management | 2015-10-12 | 2016-01-14 | |
| Rep | Dealing in securities | 2015-10-12 | 2016-01-14 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2011-06-03 |
| Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-11 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-11 | |
| Rep | Providing automated trading services | 2003-04-01 | 2004-02-11 | |
| Rep | Dealing in securities | 2003-04-01 | 2011-06-03 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2003-04-01 | 2004-02-11 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2010-12-06 |
No HKMA registrations in the collected records.