Personnel Hong Kong SFC License Details (ID 104564)

Personnel Hong Kong SFC License Details (ID 104564)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Fountainhead Partners Company Limited	RO	Advising on securities	2016-01-14	-
	RO	Asset management	2016-01-14	-
	RO	Dealing in securities	2016-01-14	-
	Rep	Advising on securities	2015-10-12	2016-01-14
	Rep	Asset management	2015-10-12	2016-01-14
	Rep	Dealing in securities	2015-10-12	2016-01-14
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2011-06-03
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2003-04-01	2004-02-11
	Rep	Advising on securities	2003-04-01	2004-02-11
	Rep	Providing automated trading services	2003-04-01	2004-02-11
	Rep	Dealing in securities	2003-04-01	2011-06-03
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2003-04-01	2004-02-11
	Rep	Dealing in futures contracts	2003-04-01	2010-12-06