Personnel Hong Kong SFC License Details (ID 104597)

Personnel Hong Kong SFC License Details (ID 104597)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-07-27	2005-09-29
CHOW SANG SANG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	-	2003-08-04
	Rep	Advising on corporate finance	-	2004-07-26
	Rep	Advising on securities	-	2004-07-26
	Rep	Asset management	-	2004-07-26
	Rep	Dealing in securities	-	2004-07-26
CHOW SANG SANG SECURITIES LIMITED	Rep	Providing automated trading services	-	2003-08-04
	Rep	Advising on corporate finance	-	2004-07-26
	Rep	Advising on securities	-	2004-07-26
	Rep	Asset management	-	2004-07-26
	Rep	Dealing in securities	-	2004-07-26