| Protocol Asset Management (HK) Limited | RO | Asset management | 2023-04-20 | 2023-12-15 |
| Rep | Asset management | 2023-03-16 | 2023-04-20 |
| Atlantic Asset Management Limited | RO | Advising on securities | 2019-10-14 | 2022-09-28 |
| RO | Asset management | 2019-10-14 | 2022-09-28 |
| Rep | Advising on securities | 2019-07-16 | 2019-10-14 |
| Rep | Asset management | 2019-07-16 | 2019-10-14 |
| Awaken Thunder Capital Limited | RO | Advising on securities | 2019-03-11 | 2019-06-25 |
| RO | Asset management | 2019-03-11 | 2019-06-25 |
| GOLD DRAGON WORLDWIDE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2017-11-30 | 2018-02-09 |
| RO | Asset management | 2017-11-30 | 2018-02-09 |
| Azure Lion International Securities Company Limited | RO | Advising on securities | 2017-01-17 | 2017-03-12 |
| Azure Lion International Asset Management Company Limited | RO | Asset management | 2016-11-14 | 2017-03-12 |
| Azure Lion International Securities Company Limited | Rep | Advising on securities | 2016-11-14 | 2017-01-17 |
| Rep | Dealing in securities | 2016-11-14 | 2017-03-12 |
| Zhonghao International Futures Co., Limited | Rep | Dealing in futures contracts | 2016-11-14 | 2017-03-12 |
| Zhonghao International Investment Consulting Co., Limited | Rep | Advising on futures contracts | 2016-11-14 | 2017-03-12 |
| KINGDOM INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2013-11-13 | 2016-08-09 |
| JS CRESVALE CAPITAL LIMITED | Rep | Asset management | 2012-03-12 | 2013-05-16 |
| GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Asset management | 2011-01-27 | 2011-09-15 |
| CSC FINANCIAL SERVICES LIMITED (d2015-11-19) | RO | Dealing in securities | 2004-11-19 | 2006-07-14 |
| CSC FUTURES (HK) LIMITED | RO | Dealing in futures contracts | 2004-11-19 | 2006-07-14 |
| CSC SECURITIES (HK) LIMITED | RO | Dealing in futures contracts | 2004-11-19 | 2006-07-14 |
| RO | Dealing in securities | 2004-11-19 | 2006-07-14 |
| CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2004-09-10 | 2004-11-19 |
| CSC SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2004-09-10 | 2004-11-19 |
| Rep | Dealing in securities | 2004-09-10 | 2004-11-19 |
| SBI China Capital Commodities Limited | RO | Dealing in futures contracts | - | 2004-09-08 |
| SBI China Capital Financial Services Limited | RO | Dealing in securities | - | 2004-09-08 |
| SBI China Capital Securities Limited | RO | Dealing in securities | - | 2004-09-08 |