Personnel Hong Kong SFC License Details (ID 104631)

Personnel Hong Kong SFC License Details (ID 104631)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2014-11-20	2015-04-21
	Rep	Asset management	2014-11-20	2015-04-21
	Rep	Dealing in securities	2014-11-20	2015-04-21
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2004-05-20	2006-05-09
ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED	Rep	Advising on securities	2004-02-17	2004-05-04
	Rep	Asset management	2004-02-17	2004-05-04
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on corporate finance	-	2004-02-16
	Rep	Advising on securities	-	2004-02-16
	Rep	Asset management	-	2004-02-16