Personnel Hong Kong SFC License Details (ID 104634)

Personnel Hong Kong SFC License Details (ID 104634)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PEAK CAPITAL LIMITED (b2004-03-30)	Rep	Advising on securities	2022-04-26	2022-07-08
	Rep	Asset management	2022-04-26	2022-07-08
	Rep	Dealing in securities	2022-04-26	2022-07-08
BEAR BRIGHT LIMITED	Rep	Dealing in securities	2017-08-15	2017-11-15
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-24	2010-06-29
	Rep	Advising on securities	2009-08-19	2010-06-24
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2008-10-10	2008-12-13
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2006-03-16	2008-09-29
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	-	2004-02-11
	Rep	Advising on securities	-	2004-02-11
	Rep	Providing automated trading services	-	2004-02-11
	Rep	Dealing in securities	-	2006-03-04