Personnel Hong Kong SFC License Details (ID 104644)

Personnel Hong Kong SFC License Details (ID 104644)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2007-07-03	2007-10-25
3V Capital Limited	Rep	Dealing in securities	2006-06-01	2006-09-25
Instinet Alpha Trading Limited	Rep	Advising on securities	2005-10-10	2005-11-22
	Rep	Providing automated trading services	2005-10-10	2005-11-22
	Rep	Dealing in securities	2005-10-10	2005-11-22
INSTINET PACIFIC LIMITED	Rep	Advising on securities	2005-09-13	2005-11-22
	Rep	Providing automated trading services	2005-09-13	2005-11-22
	Rep	Dealing in securities	2005-09-13	2005-11-22
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-12-02
	Rep	Asset management	-	2003-12-02
	Rep	Providing automated trading services	-	2003-12-02
	Rep	Advising on securities	-	2004-08-18
	Rep	Dealing in securities	-	2004-08-18