Mok, Hoi Chung 莫海忠

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2010-03-02	2011-05-03
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2010-03-02	2011-05-03
	Rep	Dealing in securities	2010-03-02	2011-05-03
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2010-03-02	2011-05-03
Cowen Structured Products Hong Kong Limited	RO	Dealing in securities	2006-10-20	2007-03-09
Interactive Brokers Hong Kong Limited	Rep	Advising on corporate finance	-	2003-12-31
	Rep	Advising on securities	-	2003-12-31
	Rep	Asset management	-	2003-12-31
	Rep	Dealing in securities	-	2003-12-31

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2010-03-02	2011-05-03
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2010-03-02	2011-05-03
	Rep	Dealing in securities	2010-03-02	2011-05-03
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2010-03-02	2011-05-03
Cowen Structured Products Hong Kong Limited	RO	Dealing in securities	2006-10-20	2007-03-09
Interactive Brokers Hong Kong Limited	Rep	Advising on corporate finance	-	2003-12-31
	Rep	Advising on securities	-	2003-12-31
	Rep	Asset management	-	2003-12-31
	Rep	Dealing in securities	-	2003-12-31