| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2005-07-13 | 2010-04-28 |
| Rep | Dealing in securities | 2005-07-13 | 2010-04-28 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Providing automated trading services | - | 2003-08-15 |
| Rep | Asset management | - | 2003-12-09 |
| Rep | Advising on futures contracts | - | 2005-03-30 |
| Rep | Dealing in futures contracts | - | 2005-06-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2005-03-30 |
| Rep | Advising on securities | - | 2005-03-30 |
| Rep | Asset management | - | 2005-03-30 |
| Rep | Dealing in securities | - | 2005-06-30 |