Personnel Hong Kong SFC License Details (ID 104656)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in securities	2006-02-15	2006-06-17
STOCKWELL SECURITIES LIMITED	Rep	Providing automated trading services	-	2003-07-07
	Rep	Advising on corporate finance	-	2004-05-12
	Rep	Advising on securities	-	2004-05-12
	Rep	Asset management	-	2004-05-12
	Rep	Dealing in securities	-	2006-02-04