Personnel Hong Kong SFC License Details (ID 10466)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2020-03-04	-
	RO	Asset management	2020-03-04	-
MASON INVESTMENT MANAGEMENT LIMITED	Rep	Dealing in securities	2019-06-14	2019-10-21
Mason Securities Limited	RO	Asset management	2019-06-14	2019-11-19
Mason Global Capital Limited	RO	Advising on corporate finance	2018-10-03	2019-10-21
MASON INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2016-11-28	2019-10-21
	RO	Asset management	2016-11-28	2019-10-21
Mason Securities Limited	RO	Advising on corporate finance	2016-11-28	2018-06-22
Crosby Securities Limited	RO	Advising on corporate finance	2015-04-30	2016-01-28
	RO	Advising on securities	2013-03-06	2013-11-15
	RO	Asset management	2013-03-06	2013-11-15
	RO	Dealing in securities	2013-03-06	2013-11-15
CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2004-07-29	2012-09-28
	RO	Asset management	2004-07-29	2012-09-28
SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED	RO	Asset management	2004-07-29	2015-02-18
CAM Wealth Management Company Limited	RO	Advising on corporate finance	2003-04-01	2004-07-07
	RO	Advising on securities	2003-04-01	2016-01-28
	RO	Asset management	2003-04-01	2016-01-28
SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED	RO	Asset management	2003-04-01	2004-07-07
	RO	Advising on securities	2003-04-01	2015-02-18
STANHILL (HONG KONG) LIMITED	RO	Asset management	2003-04-01	2005-06-02
	RO	Dealing in securities	2003-04-01	2005-06-02
	RO	Advising on corporate finance	2003-04-01	2012-07-01
	RO	Advising on securities	2003-04-01	2012-07-01