Personnel Hong Kong SFC License Details (ID 104674)

Personnel Hong Kong SFC License Details (ID 104674)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PineBridge Investments Asia Limited	RO	Advising on securities	2010-03-01	2010-08-07
	RO	Asset management	2010-03-01	2010-08-07
	RO	Dealing in securities	2009-04-02	2010-08-07
	Rep	Advising on corporate finance	-	2005-03-15
	Rep	Advising on securities	-	2010-03-01
	Rep	Asset management	-	2010-03-01
PineBridge Investments Hong Kong Limited	Rep	Advising on futures contracts	-	2005-03-15
	RO	Advising on securities	-	2005-03-15
	RO	Asset management	-	2010-08-07
	RO	Dealing in securities	-	2010-08-07