Personnel Hong Kong SFC License Details (ID 104702)

Personnel Hong Kong SFC License Details (ID 104702)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2008-04-29	2008-11-07
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in securities	2005-10-13	2008-11-07
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2005-07-08	2008-11-07
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2005-07-08	2008-11-07
SG SECURITIES (HK) LIMITED	RO	Dealing in securities	2003-11-27	2005-06-30
	Rep	Advising on securities	-	2003-09-09
	Rep	Asset management	-	2003-09-09
	Rep	Providing automated trading services	-	2003-09-09
	Rep	Dealing in securities	-	2003-11-27
	Rep	Advising on corporate finance	-	2004-11-19