Personnel Hong Kong SFC License Details (ID 104709)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2003-12-10	2005-03-01
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-04-30
	Rep	Advising on securities	-	2003-04-30
	Rep	Asset management	-	2003-04-30
	Rep	Providing automated trading services	-	2003-04-30
	Rep	Dealing in securities	-	2003-04-30