Personnel Hong Kong SFC License Details (ID 104726)

Personnel Hong Kong SFC License Details (ID 104726)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CVP Securities Limited	RO	Dealing in securities	2022-11-10	2023-12-28
	Rep	Dealing in securities	2022-11-07	2022-11-10
ASA SECURITIES LIMITED	Rep	Dealing in futures contracts	2022-04-19	2022-09-23
	Rep	Dealing in securities	2022-04-19	2022-09-23
Black Marble Securities Limited	RO	Dealing in securities	2021-05-12	2022-03-31
Hao Tian International Securities Limited	RO	Dealing in securities	2019-07-12	2021-03-31
Hao Tian International Futures Limited	Rep	Dealing in futures contracts	2018-06-25	2021-03-31
Hao Tian International Securities Limited	Rep	Advising on corporate finance	-	2004-02-02
	Rep	Advising on securities	-	2004-02-02
	Rep	Asset management	-	2004-02-02
	Rep	Dealing in securities	-	2019-07-12