Personnel Hong Kong SFC License Details (ID 104730)

Personnel Hong Kong SFC License Details (ID 104730)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AT Asset Management (Asia-Pacific) Limited	RO	Asset management	2007-06-25	2008-08-01
	Rep	Asset management	2007-04-02	2007-06-25
Tyric Capital Limited	Rep	Advising on futures contracts	2004-03-02	2004-09-30
	Rep	Advising on securities	2004-03-02	2004-09-30
	Rep	Asset management	2004-03-02	2004-09-30
Legg Mason Asset Management Hong Kong Limited	RO	Advising on futures contracts	-	2004-01-31
	RO	Advising on securities	-	2004-01-31
	RO	Asset management	-	2004-01-31
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	Advising on corporate finance	-	2004-01-31
	RO	Advising on futures contracts	-	2004-01-31
	RO	Advising on securities	-	2004-01-31
	RO	Asset management	-	2004-01-31
	Rep	Dealing in securities	-	2004-01-31