Personnel Hong Kong SFC License Details (ID 104735)

Personnel Hong Kong SFC License Details (ID 104735)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2014-06-10	2014-08-29
CASH Wealth Management Limited	Rep	Advising on securities	2010-08-13	2011-06-22
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2010-08-13	2011-06-22
HUNG SING SECURITIES LIMITED	Rep	Dealing in securities	2009-11-12	2010-07-15
North Beta International Securities Limited	Rep	Dealing in securities	2009-07-24	2009-11-03
Mason Securities Limited	Rep	Dealing in securities	2009-03-16	2009-06-30
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2008-08-12	2008-11-26
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2004-01-21
	Rep	Advising on securities	-	2004-01-21
	Rep	Asset management	-	2004-01-21
	Rep	Dealing in securities	-	2008-11-26