| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2010-10-05 | 2011-06-14 |
| iBest Securities Company Limited | RO | Dealing in securities | 2010-10-05 | 2011-06-14 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-07-29 | 2010-10-05 |
| iBest Securities Company Limited | Rep | Dealing in securities | 2010-07-29 | 2010-10-05 |
| BOCOM International Securities Limited | Rep | Dealing in securities | 2009-08-17 | 2010-06-23 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2006-05-08 | 2009-07-18 |
| iBest Securities Company Limited | RO | Dealing in securities | 2006-05-08 | 2009-07-18 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-02-16 | 2006-05-08 |
| SCTRADE.COM LIMITED | Rep | Advising on securities | - | 2004-01-12 |
| Rep | Asset management | - | 2004-01-12 |
| Rep | Dealing in securities | - | 2004-01-12 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-01-12 |
| Rep | Advising on securities | - | 2004-01-12 |
| Rep | Asset management | - | 2004-01-12 |
| Rep | Providing automated trading services | - | 2004-01-12 |
| Rep | Dealing in securities | - | 2005-02-04 |